Form D · Other Banking and Financial Services
TRINITY CAPITAL CORP
Los Alamos, NM · CIK 0000099771
Offering snapshot reported Nov 22, 2017 · SEC filing
- Reported sold
- $1.34M Offering amount: $1.34M
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Nov 13, 2017 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 22, 2017 | Initial | $1,339,438 | No comparison | 1 | SEC filing |
| Dec 22, 2016 | Initial | $52,000,335 | No comparison | 4 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06c
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $80.4K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-299414
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Boenning & Scattergood, Inc. | 100 |
Source: Form D, filed Nov 22, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Gregory G. Antonsen | Director |
| James F. Deutsch | Director |
| Thomas Dolan | Executive |
| James Jr. E. Goodwin | Director |
| John S. Gulas | Director, Executive |
| Yin Y. Ho | Executive |
| Jeffrey F. Howell | Director |
| Leslie Nathanson Juris | Director |
| Jerry Kindsfather | Director |
| Thomas M. Lilly | Executive |
| Joe Martony | Executive |
| Arthur Jr. B. Montoya | Director |
| Tony Scavuzzo | Director |
| Charles A. Slocomb | Director |
| Stanley Sluder | Executive |
| Daniel W. Thompson | Executive |
| Robert P. Worcester | Director |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:
1200 Trinity Drive
Los Alamos, NM, 87544
Los Alamos, NM, 87544