Form D · Other Investment Fund

Trinity Alps Global Focused Fund LP

San Francisco, CA · CIK 0001761219

Offering snapshot reported Aug 8, 2023 · SEC filing

Reported sold: $6.97M
Investors reported: 8
Minimum accepted: $0
First sale: Mar 1, 2019

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$3,468,785 → $6,968,785

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Aug 8, 2023	Amendment	$6,968,785	$3,500,000vs Jan 4, 2022	8	SEC filing
Jan 4, 2023	Amendment	$6,968,785	$3,500,000vs Jan 4, 2022	8	SEC filing
Jan 4, 2022	Amendment	$3,468,785	$0vs Sep 24, 2020	8	SEC filing
Sep 24, 2020	Amendment	$3,468,785	-$6,000vs Sep 25, 2019	8	SEC filing
Sep 25, 2019	Amendment	$3,474,785	No comparison	8	SEC filing
Dec 13, 2018	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund, Other
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-327869

Limited Partnership Interests.

Source: Form D, filed Aug 8, 2023. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

TRINITY ALPS GLOBAL FOCUSED FUND LP

Investment adviser: TRINITY ALPS CAPITAL PARTNERS, LP

Gross asset value: $4.11M
Beneficial owners: 6
ADV minimum commitment: $100K

Reported in Form ADV on Mar 29, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES, INC. SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG SAN FRANCISCO, California, United States

Custodian BANK OF AMERICA, NATIONAL ASSOCIATION CHICAGO, Illinois, United States Related to adviser: No

Custodian US BANK MILWAUKEE, Wisconsin, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG
PCAOB 185

US BANK
LEI 6BYL5QZYBDK8S7L73M02

Filing source

Form ADV 1840497 · Mar 29, 2024 · Schedule D 7.B.(1), fund 805-3537901467

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A Trinity Alps Capital Partners Gp Llc	Executive
N/A Trinity Alps Capital Partners Lp	Executive
Raj David Venkatesan	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

601 California Street Ste. 1050
San Francisco, CA, 94108