Form D · Other Investment Fund

Trilogy Investment Funds PLC-Trilogy Emerging Wealth Fund

Dublin 2, L2 · CIK 0001557952

Offering snapshot reported Sep 13, 2018 · SEC filing

Reported sold
$6.75M
Indefinite offering
Investors reported
3
Form D · investor count
Minimum accepted
$2M
Reported outside-investor minimum
First sale
Sep 5, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$3.38M$6.75MSep 19, 2012: $2,250,000.00Sep 19, 2012Sep 19, 2013: $4,250,000.00Sep 19, 2014: $4,250,000.00Sep 18, 2015: $4,250,000.00Sep 13, 2016: $6,750,000.00Sep 13, 2017: $6,750,000.00Sep 13, 2018: $6,750,000.00Sep 13, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 13, 2018Amendment$6,750,000$0vs Sep 13, 20173SEC filing
Sep 13, 2017Amendment$6,750,000$0vs Sep 13, 20163SEC filing
Sep 13, 2016Amendment$6,750,000$2,500,000vs Sep 18, 20152SEC filing
Sep 18, 2015Amendment$4,250,000$0vs Sep 19, 20142SEC filing
Sep 19, 2014Amendment$4,250,000$0vs Sep 19, 20132SEC filing
Sep 19, 2013Amendment$4,250,000$2,000,000vs Sep 19, 20122SEC filing
Sep 19, 2012Initial$2,250,000No comparison1SEC filing

Offering details

Securities
Equity, Pooled investment fund, Other
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-184354
UCITS (Undertakings For The Collective Investment Of Transferable Securities)
The recipient listed in Item 12 is paid an amount equal to a percentage of the management fee paid to the Investment Manager (or its affiliate) attributable to certain assets under management and/or the incentive allocation.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Trilogy Global Advisors International LLPNone

Source: Form D, filed Sep 13, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

TRILOGY EMERGING WEALTH FUND

Investment adviser: TRILOGY GLOBAL ADVISORS, LP

Gross asset value
$171M
Beneficial owners
4
ADV minimum commitment
$2M

Reported in Form ADV on Sep 6, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STATE STREET FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS DUBLIN, Ireland
Custodian STATE STREET CUSTODIAL SERVICES (IRELAND) LIMITED DUBLIN, Ireland Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS
PCAOB 238

Filing source

Form ADV 1237225 · Sep 6, 2018 · Schedule D 7.B.(1), fund 805-3266508857

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Mark Archer Director
Ryan Burrow Director
Frank Ennis Director
Eugene Reagan Director
Eugene Regan Director
Trilogy Global Advisors, Lp Executive
Wyndham Williams Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
State Street Fund Svcs (Ireland) Ltd 78 Sir John Rogerson's Quay
Dublin 2, L2, 00000