Form D · Hedge Fund

Trillium Fundamental Value Fund, LP

New York, NY · CIK 0001611937

Offering snapshot reported Feb 14, 2017 · SEC filing

Reported sold
$29.8M
Indefinite offering
Investors reported
11
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Feb 1, 2014
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$14.9M$29.8MJul 31, 2014: $15,103,974.00Jul 31, 2014Feb 14, 2017: $29,843,262.00Feb 14, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$15,103,974 → $29,843,262
  • Reported investors2 → 11

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 14, 2017Amendment$29,843,262$14,739,288vs Jul 31, 201411SEC filing
Jul 31, 2014Initial$15,103,974No comparison2SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-222078

Source: Form D, filed Feb 14, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

TRILLIUM FUNDAMENTAL VALUE FUND, LP

Investment adviser: TRILLIUM MANAGEMENT, LLC

Gross asset value
$31.2M
Beneficial owners
2
ADV minimum commitment
$250K

Reported in Form ADV on Jan 8, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator OPUS FUND SERVICES NAPERVILLE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor WITHUM SMITH & BROWN PC NEW YORK, New York, United States
Custodian APEX CLEARING CORPORATION DALLAS, Texas, United States Related to adviser: No
Prime broker APEX CLEARING CORPORATION DALLAS, Texas, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

APEX CLEARING CORPORATION
SEC 8-23522

APEX CLEARING CORPORATION
CRD 13071 · SEC 8-23522

Filing source

Form ADV 1162240 · Jan 8, 2018 · Schedule D 7.B.(1), fund 805-4127731991

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Diana Cucciniello Executive
Matthew Mc Namara Executive
Barry Schwarz Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Trillium Management, Llc 417 Fifth Avenue, 6 Th Floor
New York, NY, 10016