Form D · Other

TriFlo Cardiovascular Inc

Newport Beach, CA · CIK 0001715934

Offering snapshot reported Jun 16, 2022 · SEC filing

Reported sold
$13.8M
Offering amount: $16.1M
Investors reported
150
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jun 25, 2020
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$6.88M$13.8MJul 22, 2020: $4,590,000.00Jul 22, 2020Dec 22, 2021: $11,599,156.00Dec 22, 2021Apr 8, 2022: $12,900,616.00Jun 16, 2022: $13,759,523.00Jun 16, 2022

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$12,900,616 → $13,759,523
  • Reported investors142 → 150

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 16, 2022Amendment$13,759,523$858,907vs Apr 8, 2022150SEC filing
Apr 8, 2022Amendment$12,900,616$1,301,460vs Dec 22, 2021142SEC filing
Dec 22, 2021Amendment$11,599,156$7,009,156vs Jul 22, 2020140SEC filing
Jul 22, 2020Initial$4,590,000No comparison127SEC filing
Jul 22, 2019Amendment$665,000$280,000vs Dec 13, 201813SEC filing
Dec 13, 2018Initial$385,000No comparison8SEC filing
Nov 22, 2017Initial$300,000No comparison5SEC filing

Offering details

Securities
Equity
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$480K (estimated)
Finders' fees
$0
Form D file number
021-371587
$370,000 cash commission to Ceros Warrants to purchase Series A Preferred Stock issued to investors valued $87,206 (10,833 shares) Common Stock issued to investors valued at approximately $22,972

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
-NoneCEROS Financial Services, Inc. · CRD 37869

Source: Form D, filed Jun 16, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
William Dangelo Executive
Christopher C. Dewey Director
Aldo Maccari Director
Daniel Mahnert Lueg Director
Luca Pesce Director, Executive
Stephane Piat Director
Kunal Sarkar Director
Elton Satusky Executive
Thierry Thaure Director, Executive
John Paul Ussia Director

Issuer details

Industry: Other (See others in industry)

Address:
20101 Sw Birch St. Ste. 120
Newport Beach, CA, 92660