Form D · Private Equity Fund

TRICOR PACIFIC CAPITAL PARTNERS (FUND V), LIMITED PARTNERSHIP

Lake Forest, IL · CIK 0001560319

Offering snapshot reported Dec 31, 2013 · SEC filing

Reported sold
$300M
Indefinite offering
Investors reported
30
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Dec 14, 2012
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors0 → 30

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 31, 2013Amendment$300,000,000No comparison30SEC filing
Dec 7, 2012InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
Not reported

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
Shannon Advisors, LLC150305Brian Timothy O'Gara · CRD 2640600

Source: Form D, filed Dec 31, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PARALLEL49 EQUITY (FUND V), LIMITED PARTNERSHIP

Investment adviser: PARALLEL49 EQUITY, ULC

Gross asset value
$139M
Beneficial owners
11
ADV minimum commitment
$2M

Reported in Form ADV on Feb 28, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor KPMG LLP VANCOUVER, BC, Canada
Custodian BMO HARRIS BANK LAKE FOREST, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

KPMG LLP
PCAOB 85

Filing source

Form ADV 1832752 · Feb 28, 2024 · Schedule D 7.B.(1), fund 805-2854538415

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Scott A. Daum Director, Executive
J. Trevor Johnstone Director, Executive
Nicholas A. Peters Director, Executive
Bradley S. Seaman Director, Executive
Roderick R. Senft Director, Executive
[None] Tpcp (Fund V), Limited Partnership Promoter
Jack L. Westerman Executive
Rob V. Wildeman Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Tpcp (Fund V), Limited Partnership One Westminster Place, Suite 100
Lake Forest, IL, 60045