Form D · Other Investment Fund
Tricon XI A, L.P.
Toronto, A6 · CIK 0001555023
Offering snapshot reported Sep 11, 2013 · SEC filing
- Reported sold
- $125M Offering amount: $500M
- Investors reported
- 2 Form D · investor count
- Minimum accepted
- $5M Reported outside-investor minimum
- First sale
- Aug 31, 2012 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$100,000,000 → $125,000,000
- Reported investors1 → 2
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 11, 2013 | Amendment | $125,000,000 | $25,000,000vs Sep 11, 2012 | 2 | SEC filing |
| Sep 11, 2012 | Initial | $100,000,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06, 3C, 3C.1
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $2.31M (estimated)
- Form D file number
- 021-183914
The total offering amount shown is an aggregate target for the Issuer and its parallel fund(s).
Includes retainer fees of approximately $375,000 and a placement fee of approximately $1,937,500, which is subject to adjustment based on future contingencies but in no event shall the placement fee be less than $1,500,000 or greater than $1,937,500.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Triton Pacific Capital, LLC | 40817 |
Source: Form D, filed Sep 11, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
TRICON HOUSING PARTNERS US II A LP
Investment adviser: TRICON CAPITAL GP INC
- Gross asset value
- $11.3M
- Beneficial owners
- 3
- ADV minimum commitment
- $150K
Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
DELOITTE LLP
PCAOB 1208
BANK OF AMERICA
LEI B4TYDEB6GKMZO031MB27
Filing source
Form ADV 2081663 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-2090387448
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| June Alikhan | Executive |
| David Berman | Executive |
| Gary Berman | Executive |
| Geoffrey Matus | Executive |
| Margaret Whelan | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Toronto, A6, M4W 2L2