Form D · Other Real Estate
Tricon Capital Group Inc.
Toronto, A6 · CIK 0001584425
Offering snapshot reported Aug 27, 2013 · SEC filing
- Reported sold
- $50M Offering amount: $50M
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Aug 13, 2013 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 27, 2013 | Initial | $50,000,000 | No comparison | 1 | SEC filing |
| Aug 19, 2013 | Initial | $40,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06, 3C, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $3.6M
- Finders' fees
- $0
- Form D file number
- 021-201938
Sales commissions disclosed relate to a larger transaction of which this offering was a part.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| J.P. Morgan Securities LLC | 79 | |
| JMP Securities LLC | 22208 |
Source: Form D, filed Aug 27, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| June Alikhan | Executive |
| Gary Berman | Executive |
| David Berman | Director, Executive |
| J. Michael Knowlton | Director |
| Geoff Matus | Director |
| Duff Scott | Director |
| Aida Tammer | Director |
| Glenn Watchorn | Executive |
Issuer details
Industry: Other Real Estate (See others in industry)
Address:
1067 Yonge Street
Toronto, A6, M4W2L2
Toronto, A6, M4W2L2