Form D · Other Health Care
TRICAST HOLDINGS, LLC
Milwaukee, WI · CIK 0001650637
Offering snapshot reported Aug 13, 2015 · SEC filing
- Reported sold
- $3.28M Offering amount: $3.28M
- Investors reported
- 4 Form D · investor count
- Minimum accepted
- $36K Reported outside-investor minimum
- First sale
- Jul 31, 2015 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 13, 2015 | Initial | $3,282,000 | No comparison | 4 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b, 4a5
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $230K
- Finders' fees
- $0
- Form D file number
- 021-245744
Griffin Securities, Inc. also received $50,000 fixed fee, $5,000 reimbursement of expenses, and warrants for 32,820 common units.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Griffin Securities, Inc. | 43229 |
Source: Form D, filed Aug 13, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Fred Morris | Director, Executive |
| Greg Rucinski | Director, Executive |
| Kyle Stanbro | Director, Executive |
Issuer details
Industry: Other Health Care (See others in industry)
Address:
10400 West Innovation Drive, Suite 310
Milwaukee, WI, 53226
Milwaukee, WI, 53226