Form D · Hedge Fund

Tricadia Select Financials Fund, L.P.

New York, NY · CIK 0001612489

Offering snapshot reported Jul 2, 2015 · SEC filing

Reported sold
$31.1M
Indefinite offering
Investors reported
9
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jul 7, 2014
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$15.6M$31.1MJul 14, 2014: $30,610,000.00Jul 14, 2014Jul 2, 2015: $31,110,000.00Jul 2, 2015

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$30,610,000 → $31,110,000
  • Reported investors8 → 9

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 2, 2015Amendment$31,110,000$500,000vs Jul 14, 20149SEC filing
Jul 14, 2014Initial$30,610,000No comparison8SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-220938

Source: Form D, filed Jul 2, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

TRICADIA SELECT FINANCIALS FUND, L.P.

Investment adviser: TIPTREE ADVISORS, LLC

Gross asset value
$84.3M
Beneficial owners
11
ADV minimum commitment
$5M

Reported in Form ADV on Jul 27, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator MUFG FUND SERVICES (CAYMAN) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States
Custodian JPMORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No
Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Prime broker J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

J.P. MORGAN CLEARING CORP.
SEC 8-43724

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

Filing source

Form ADV 1447216 · Jul 27, 2020 · Schedule D 7.B.(1), fund 805-9665332648

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Michael Barnes Director
Arif Inayatullah Director
N/A Tricadia Capital Management, Llc Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
780 Third Avenue 29 Th Floor
New York, NY, 10017