Form D · Hedge Fund

Tricadia Credit Strategies, Ltd.

Georgetown, E9 · CIK 0001378528

Offering snapshot reported Jan 3, 2018 · SEC filing

Reported sold: $3.29B
Investors reported: 209
Minimum accepted: $0
First sale: Apr 1, 2005

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$3,281,929,993 → $3,289,349,993
Reported investors210 → 209

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jan 3, 2018	Amendment	$3,289,349,993	$7,420,000vs Jan 4, 2017	209	SEC filing
Jan 4, 2017	Amendment	$3,281,929,993	$24,482,000vs Jan 5, 2016	210	SEC filing
Jan 5, 2016	Amendment	$3,257,447,993	$93,763,160vs Jul 24, 2015	206	SEC filing
Jul 24, 2015	Amendment	$3,163,684,833	$84,873,000vs Jan 7, 2015	197	SEC filing
Jan 7, 2015	Amendment	$3,078,811,833	$313,013,851vs Jan 7, 2014	191	SEC filing
Jan 7, 2014	Initial	$2,765,797,982	No comparison	174	SEC filing
Jan 7, 2014	Amendment	$2,765,797,982	$721,521,568vs Jan 8, 2013	174	SEC filing
Jan 8, 2013	Amendment	$2,044,276,414	$484,714,153vs Apr 19, 2011	97	SEC filing
May 24, 2012	Amendment	$2,691,688,514	$633,574,259vs Apr 26, 2011	150	SEC filing
Apr 26, 2011	Amendment	$2,058,114,255	$498,551,994vs Apr 19, 2011	119	SEC filing
Apr 19, 2011	Amendment	$1,559,562,261	$351,908,382vs Mar 9, 2010	75	SEC filing
Mar 9, 2010	Amendment	$1,207,653,879	$421,747,840vs Mar 11, 2009	76	SEC filing
Mar 11, 2009	Amendment	$785,906,039	No comparison	Not reported	SEC filing
Oct 10, 2006	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Equity, Pooled investment fund, Other
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $5.69M (estimated)
Finders' fees: $0
Form D file number: 021-95656

Common Shares (classes A,B,C,D,E,F,L,P,Q,Y,Z)

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Mariner Group Capital Markets, Inc.	25878

Source: Form D, filed Jan 3, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

TRICADIA CREDIT STRATEGIES, LTD.

Investment adviser: TIPTREE ADVISORS, LLC

Gross asset value: Not reported
Beneficial owners: Not reported
ADV minimum commitment: Not reported

Reported in Form ADV on Feb 22, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

No provider names available in this fund's imported disclosure.

Provider details

Annual audit: Not reported
Prime brokers: Not reported
Custodians: Not reported
Administrator other than the adviser: Not reported
External marketing: Not reported

Filing source

Form ADV 1279963 · Feb 22, 2019 · Schedule D 7.B.(1), fund 805-2501599566

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Michael Barnes	Director
Peter Croncota	Director
Thomas R.F. Dunn	Director
Andrew Gordon	Director
Andrew Hersant	Director
Charles R. Howe Ii	Director
Arif Inayatullah	Director
Bruce Merivale Austin	Director
Bradley E. Smith	Director
Barry L. Wilson	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Stuarts Corp. Services 36 A Dr. Roy's Dr.
Georgetown, E9, KY1-1104