Form D · Hedge Fund

Trian Partners ASP Fund, a series of Alternative Strategies Platform LLC

Charlotte, NC · CIK 0001668246

Offering snapshot reported Dec 31, 2020 · SEC filing

Reported sold
$23.7M
Indefinite offering
Investors reported
77
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Feb 1, 2016
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$11.8M$23.7MMar 1, 2016Jan 5, 2017: $10,682,000.00Jan 5, 2017Jan 5, 2018: $21,147,000.00Jan 5, 2018Jan 4, 2019: $22,797,000.00Jan 4, 2019Jan 2, 2020: $22,897,000.00Jan 2, 2020Dec 31, 2020: $23,697,000.00Dec 31, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$22,897,000 → $23,697,000
  • Reported investors74 → 77

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 31, 2020Amendment$23,697,000$800,000vs Jan 2, 202077SEC filing
Jan 2, 2020Amendment$22,897,000$100,000vs Jan 4, 201974SEC filing
Jan 4, 2019Amendment$22,797,000$1,650,000vs Jan 5, 201873SEC filing
Jan 5, 2018Amendment$21,147,000$10,465,000vs Jan 5, 201769SEC filing
Jan 5, 2017Amendment$10,682,000No comparison40SEC filing
Mar 1, 2016InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$77.2K (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-258295

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Wells Fargo Advisors, LLC19616

Source: Form D, filed Dec 31, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
James F. Angelos Executive
Rob Coltrin Executive
Daniel J. Mavico Executive
Britta Mc Corduck Executive
Sean Nicolosi Executive
Britta Patterson Executive
Michael Roman Executive
Adam Taback Executive
N/A Wells Fargo Investment Institute Inc Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
401 S. Tryon Street
Charlotte, NC, 28202