Form D · Biotechnology

Triad Life Sciences Inc.

Memphis, TN · CIK 0001721364

Offering snapshot reported Apr 21, 2020 · SEC filing

Reported sold
$6.59M
Offering amount: $6.59M
Investors reported
29
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Apr 6, 2020
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$3.3M$6.59MApr 21, 2020: $4,995,904.00Apr 21, 2020Apr 21, 2020: $6,590,904.00Apr 21, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$4,995,904 → $6,590,904
  • Reported investors14 → 29

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 21, 2020Initial$4,995,904No comparison14SEC filing
Apr 21, 2020Amendment$6,590,904$1,595,000vs Apr 21, 202029SEC filing
May 24, 2019Initial$3,339,228No comparison3SEC filing
Mar 14, 2019Initial$2,950,000No comparison6SEC filing
Jun 11, 2018Initial$2,867,500No comparison2SEC filing
Mar 26, 2018Amendment$1,310,000$310,000vs Nov 15, 20175SEC filing
Nov 15, 2017Initial$1,000,000No comparison4SEC filing

Offering details

Securities
Equity, Option to acquire, Security to be acquired
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$247K
Finders' fees
$0
Form D file number
021-365472
Commissions include issuance of options

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Paulson Investment Company LLC5670

Source: Form D, filed Apr 21, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Donna Best Director, Executive
Kevin Foley Director
Kevin Foley, M.D. Director
Kurt Klitzke Executive
Ron Nixon Director
Russell Olsen Director, Executive
George White Director, Executive

Issuer details

Industry: Biotechnology (See others in industry)

Address:
1770 Moriah Woods Blvd. Suite 18
Memphis, TN, 38117