Form D · Hedge Fund

Tri-State Trading, LLC

New York, NY · CIK 0001749653

Offering snapshot reported Jul 26, 2023 · SEC filing

Reported sold
$5M
Indefinite offering
Investors reported
7
Form D · investor count
Minimum accepted
$50K
Reported outside-investor minimum
First sale
Dec 21, 2017
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$2.5M$5MAug 9, 2018: $5,000,000.00Aug 9, 2018Jul 26, 2023: $5,000,000.00Jul 26, 2023

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors6 → 7
  • Minimum accepted$100,000 → $50,000

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 26, 2023Amendment$5,000,000$0vs Aug 9, 20187SEC filing
Aug 9, 2018Initial$5,000,000No comparison6SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06c, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-318825

Source: Form D, filed Jul 26, 2023. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Lawrence Carson Newhook Executive
Nicole Lawen Biernat Newhook Executive
Richard Anthony Perea Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
315 Madison Avenue, Suite 3051 C/O Ai Global Investors
New York, NY, 10017