Form D · Hedge Fund

Tri Peaks Capital Partners, LP

Tampa, FL · CIK 0001926895

Offering snapshot reported Jun 10, 2022 · SEC filing

Reported sold: Yet to sell
Investors reported: 0
Minimum accepted: $100K
First sale: Yet to occur

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jun 10, 2022	Amendment	Yet to sell	No comparison	0	SEC filing
May 6, 2022	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06c, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-444870

Source: Form D, filed Jun 10, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

TRI PEAKS CAPITAL PARTNERS, LP

Investment adviser: TRI PEAKS CAPITAL, LLC

Gross asset value: $1.45M
Beneficial owners: 13
ADV minimum commitment: $100K

Reported in Form ADV on Dec 14, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NAV FUND ADMINISTRATION GROUP OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor SPICER JEFFRIES LLP DENVER, Colorado, United States

Custodian TD AMERITRADE, INC. OMAHA, Nebraska, United States Related to adviser: No

Prime broker TD AMERITRADE, INC. OMAHA, Nebraska, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

SPICER JEFFRIES LLP
PCAOB 349

TD AMERITRADE, INC.
SEC 8-23395

TD AMERITRADE, INC.
CRD 7870 · SEC 8-23395

Filing source

Form ADV 1693769 · Dec 14, 2022 · Schedule D 7.B.(1), fund 805-8079581979

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Maruthijaya Devaki Venkata	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

601 N Ashley Drive Suite #1100
Tampa, FL, 33602