Form D · Commercial
TRI LAND CENTURY PLAZA INVESTORS LLC
Westchester, IL · CIK 0001442840
Offering snapshot reported Jul 17, 2009 · SEC filing
- Reported sold
- $4.5M Indefinite offering
- Investors reported
- 30 Form D · investor count
- Minimum accepted
- $50K Reported outside-investor minimum
- First sale
- Aug 20, 2008 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 17, 2009 | Amendment | $4,500,000 | No comparison | 30 | SEC filing |
| Aug 12, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $540K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-121443
Aggregate offering will be for not less than $4,500,000 and not more than $6,000,000.
Sales commissions is maximum if $6,000,000 sold and includes offering expense allowance of up to $60,000, managing dealer fee of up to $60,000, and financial consulting fee of $60,000 if $6,000,000 subscribed
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| More than five persons | None | Thomas M. Nixon & Associates, Inc. · CRD 17047 |
| Amos Roy Fuller, Jr. | 720140 | Commonwealth Financial Network · CRD 8032 |
Source: Form D, filed Jul 17, 2009. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Terrence G. Alexa | Executive |
| John W. Andrews | Executive |
| Richard F. Dube | Director, Executive |
| Hugh D. Robinson | Director, Executive |
| Jeffrey D. Warren | Executive |
Issuer details
Industry: Commercial (See others in industry)
Address:
One Westbrook Corporate Center Suite 520
Westchester, IL, 60154
Westchester, IL, 60154