Form D · Commercial Banking

Tri-County Financial Group, Inc.

Mendota, IL · CIK 0001725262

Offering snapshot reported Nov 8, 2021 · SEC filing

Reported sold
$10M
Offering amount: $10M
Investors reported
9
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Oct 12, 2021
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$5M$10MNov 5, 2021: $10,000,000.00Nov 5, 2021Nov 8, 2021: $10,000,000.00Nov 8, 2021

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 8, 2021Amendment$10,000,000$0vs Nov 5, 20219SEC filing
Nov 5, 2021Initial$10,000,000No comparison9SEC filing
Dec 13, 2017Initial$20,000,033No comparison1SEC filing

Offering details

Securities
Debt
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$200K
Finders' fees
$0
Form D file number
021-420092

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
Raymond James & Associates, Inc.705Daniel M. Weber · CRD 2715595

Source: Form D, filed Nov 8, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Jacqueline Bend Executive
Kent Carnahan Director
Matthew Carroll Director
Lana Eddy Executive
Matthew Faber Director
Doug Fitzgerald Director
Douglas Fitzgerald Director
Connie Ganz Executive
Trisha Harrison Executive
John Holland Director
Timothy J Mc Conville Director, Executive
Kenneth Otterbach Director
Thomas Prescott Director
Julie Setchell Director
Kati Stevenson Director
Goodwin Toraason Director, Executive
Robert Vickrey Director

Issuer details

Industry: Commercial Banking (See others in industry)

Address:
706 Washington Street
Mendota, IL, 61342