Form D · Restaurants
Tri-Cities Restaurant Group, LLC
Kingsport, NC · CIK 0001653962
Offering snapshot reported Sep 24, 2015 · SEC filing
- Reported sold
- $4.8M Offering amount: $6M
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Sep 9, 2015 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 24, 2015 | Initial | $4,800,000 | No comparison | 1 | SEC filing |
| Sep 24, 2015 | Amendment | $4,800,000 | $0vs Sep 24, 2015 | 1 | SEC filing |
Offering details
- Securities
- Debt, Option to acquire
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $288K
- Finders' fees
- $0
- Form D file number
- 021-248159
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Carolina Financial Securities, LLC | 41970 |
Source: Form D, filed Sep 24, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Joseph H Drury | Executive |
Issuer details
Industry: Restaurants (See others in industry)
Address:Kingsport, NC, 37663