Form D · Other
TREVI SYSTEMS INC.
Rohnert Park, CA · CIK 0001510171
Offering snapshot reported Jul 24, 2023 · SEC filing
- Reported sold
- $265K Offering amount: $3M
- Investors reported
- 7 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- May 31, 2023 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 24, 2023 | Initial | $265,000 | No comparison | 7 | SEC filing |
| Sep 27, 2021 | Initial | $10,287,170 | No comparison | 25 | SEC filing |
| Nov 16, 2017 | Initial | $10,812,891 | No comparison | 0 | SEC filing |
| Aug 18, 2016 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| Mar 20, 2015 | Amendment | $5,399,322 | $1,375,000vs Oct 29, 2014 | 42 | SEC filing |
| Oct 29, 2014 | Amendment | $4,024,322 | $200,000vs Oct 23, 2014 | 25 | SEC filing |
| Oct 23, 2014 | Amendment | $3,824,322 | $0vs Oct 22, 2014 | 23 | SEC filing |
| Oct 22, 2014 | Amendment | $3,824,322 | $1,504,322vs Aug 12, 2014 | 23 | SEC filing |
| Aug 12, 2014 | Initial | $2,320,000 | No comparison | 3 | SEC filing |
| Jun 16, 2014 | Initial | $4,322,470 | No comparison | 25 | SEC filing |
| Jun 16, 2014 | Initial | $300,000 | No comparison | 2 | SEC filing |
| Mar 2, 2011 | Initial | $3,000 | No comparison | 3 | SEC filing |
Offering details
- Securities
- Equity, Debt, Option to acquire, Security to be acquired
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $300K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-487679
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Colorado Financial Service Corporation | 104343 |
Source: Form D, filed Jul 24, 2023. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Thomas Birdsall | Director |
| Tom Birdsall | Director |
| Laird Cagan | Director |
| Gary Carmignani | Director, Executive |
| Karen Godfrey | Executive |
| Rebecca Green | Director |
| Donald Green | Director |
| Michelle Kim | Executive |
| Yoshikazu Shiotani | Director |
| Steve Sitkiewitz | Director, Promoter |
| John Webley | Director, Executive |
Issuer details
Industry: Other (See others in industry)
Address:
1500 Valley House Drive Suite 130
Rohnert Park, CA, 94928
Rohnert Park, CA, 94928