Form D · Hedge Fund

9W Credit Opportunities Fund, Ltd.

Grand Cayman, E9 · CIK 0001413973

Offering snapshot reported Sep 1, 2011 · SEC filing

Reported sold
$121M
Indefinite offering
Investors reported
6
Form D · investor count
Minimum accepted
$10M
Reported outside-investor minimum
First sale
Oct 1, 2007
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$60.3M$121MMar 12, 2010: $116,000,000.00Mar 12, 2010Mar 11, 2011: $120,500,000.00Mar 11, 2011Sep 1, 2011: $120,500,000.00Sep 1, 2011

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 1, 2011Amendment$120,500,000$0vs Mar 11, 20116SEC filing
Mar 11, 2011Amendment$120,500,000$4,500,000vs Mar 12, 20106SEC filing
Mar 12, 2010Amendment$116,000,000No comparison6SEC filing
Sep 28, 2007PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-109252

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
Capital Growth Advisors LLC41847

Source: Form D, filed Sep 1, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
David Bree Director
Roger Hanson Director
Yung Lim Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Ogier Fiduciary Services (Cayman) Li 89 Nexus Way, Camana Bay
Grand Cayman, E9, KY1-9007