Form D · Hedge Fund

Treasury Inflation Protected Securities (TIPS) Series of the Hartford Institutional Trust

Hartford, CT · CIK 0001300724

Offering snapshot reported Mar 17, 2015 · SEC filing

Reported sold
$41.8M
Indefinite offering
Investors reported
3
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Feb 6, 2004
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$21.6M$43.2MMar 12, 2009: $26,820,000.00Mar 12, 2009Mar 10, 2010: $26,820,000.00Mar 11, 2011: $26,820,000.00Mar 9, 2012: $43,233,176.00Mar 15, 2013: $35,320,000.00Mar 17, 2014: $35,320,000.00Mar 17, 2015: $41,820,000.00Mar 17, 2015

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$35,320,000 → $41,820,000

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 17, 2015Amendment$41,820,000$6,500,000vs Mar 17, 20143SEC filing
Mar 17, 2014Amendment$35,320,000$0vs Mar 15, 20133SEC filing
Mar 15, 2013Amendment$35,320,000-$7,913,176vs Mar 9, 20123SEC filing
Mar 9, 2012Amendment$43,233,176$16,413,176vs Mar 11, 20113SEC filing
Mar 11, 2011Amendment$26,820,000$0vs Mar 10, 20103SEC filing
Mar 10, 2010Amendment$26,820,000$0vs Mar 12, 20093SEC filing
Mar 12, 2009Amendment$26,820,000No comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-68423

Source: Form D, filed Mar 17, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

HARTFORD INSTITUTIONAL TRUST TREASURY INFLATION PROTECTED SECURITIES (TIPS) SERIES

Investment adviser: HARTFORD INVESTMENT MANAGEMENT COMPANY

Gross asset value
$39.2M
Beneficial owners
2
ADV minimum commitment
$5M

Reported in Form ADV on Aug 10, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator BNY MELLON TRUST OF DELAWARE GREENVILLE, Delaware, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG BOSTON, Massachusetts, United States
Custodian THE BANK OF NEW YORK MELLON GREENVILLE, Delaware, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 1032822 · Aug 10, 2016 · Schedule D 7.B.(1), fund 805-5027603496

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Bny Mellon Trust Of Delaware Executive
John Brown Executive
William H. Davison Executive
Tracy Eccles Executive
Erica Evans Executive
Michael Gray Executive
N/A Hartford Investment Management Company Executive
John E. Hendricks Executive
Joseph Portera Executive
Marianne Stearns Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Hartford Investment Management Company One Hartford Plaza
Hartford, CT, 06155