Form D · Other Technology

Transphorm, Inc.

Goleta, CA · CIK 0001715768

Offering snapshot reported Dec 29, 2023 · SEC filing

Reported sold
$4.06M
Offering amount: $4.06M
Investors reported
5
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Dec 21, 2023
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 29, 2023Initial$4,063,234No comparison5SEC filing
Apr 18, 2023Initial$21,862,447No comparison10SEC filing
Dec 13, 2021Initial$12,900,000No comparison2SEC filing
Nov 10, 2021Initial$33,000,000No comparison10SEC filing
Apr 1, 2021Initial$1,000,000No comparison1SEC filing
Jan 6, 2021Initial$15,000,000No comparison9SEC filing
Feb 27, 2020Initial$112,633,324No comparison45SEC filing
Feb 27, 2020Initial$21,460,000No comparison15SEC filing

Offering details

Securities
Option to acquire
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-501199

Source: Form D, filed Dec 29, 2023. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Brittany Bagley Director
Michael Julian Humphreys Director
David Kerko Director
Cameron Mc Aulay Executive
Katharina Mc Farland Director
Umesh Mishra Director, Executive
Cynthia Moreland Director
Primit Parikh Director, Executive
Mario Rivas Director, Executive
Kelly Smales Director
Eiji Yatagawa Director

Issuer details

Industry: Other Technology (See others in industry)

Address:
75 Castilian Drive
Goleta, CA, 93117