Form D · Other Technology
Transphorm, Inc.
Goleta, CA · CIK 0001400017
Offering snapshot reported Jun 16, 2015 · SEC filing
- Reported sold
- $40M Offering amount: $70M
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jun 8, 2015 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 16, 2015 | Initial | $39,999,999 | No comparison | 1 | SEC filing |
| Oct 6, 2014 | Initial | $10,000,000 | No comparison | 1 | SEC filing |
| Jul 14, 2014 | Amendment | $26,855,603 | $11,855,602vs Feb 6, 2014 | 4 | SEC filing |
| Jul 14, 2014 | Amendment | $25,999,995 | $8,000,006vs Dec 18, 2013 | 5 | SEC filing |
| Feb 6, 2014 | Initial | $15,000,001 | No comparison | 2 | SEC filing |
| Dec 18, 2013 | Initial | $17,999,989 | No comparison | 4 | SEC filing |
| Oct 9, 2012 | Initial | $34,791,612 | No comparison | 9 | SEC filing |
| Jan 3, 2012 | Amendment | $30,500,000 | $5,500,001vs Jun 16, 2011 | 9 | SEC filing |
| Jun 16, 2011 | Initial | $24,999,999 | No comparison | 7 | SEC filing |
| Nov 16, 2010 | Initial | $420,001 | No comparison | 3 | SEC filing |
| May 5, 2010 | Initial | $20,200,000 | No comparison | 8 | SEC filing |
| May 7, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-241922
Source: Form D, filed Jun 16, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Mark Allen | Director |
| Brittany Bagley | Director |
| Wesley Chan | Director |
| Fumihide Esaka | Director, Executive |
| Naoko Ichikawa | Director |
| David Kerko | Director |
| Randy Komisar | Director |
| Toshinobu Mimura | Director |
| Umesh K Mishra | Director, Executive |
| Primit Parikh | Executive |
| Mark Pinho | Director |
| Richard Redelfs | Director |
| Mario Rivas | Director |
| Hidetoshi Shibata | Director |
| Andrew Wheeler | Director |
| Michael White | Director |
| Eiji Yatagawa | Director |
Issuer details
Industry: Other Technology (See others in industry)
Address:
115 Castilian Drive
Goleta, CA, 93117
Goleta, CA, 93117