Form D · Other
TRANSITION METALS CORP.
Sudbury, A6 · CIK 0001606827
Offering snapshot reported Dec 20, 2017 · SEC filing
- Reported sold
- $905K Offering amount: $905K
- Investors reported
- 34 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Dec 7, 2017 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 20, 2017 | Initial | $904,950 | No comparison | 34 | SEC filing |
| Apr 30, 2014 | Initial | $1,220,290 | No comparison | 93 | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Security to be acquired, Other
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $18.5K
- Form D file number
- 021-301301
Tranche 1 - Dec. 7, 2017 Cdn$610,654.65 converted to US at exchange rate 0.7786 for a total of US$475,455.71; Tranche 2 - Dec. 14, 2017 Cdn$550,000.05 converted to US at exchange rate 0.7809 for a total of US$429,495.04
Units consisting of one Common Share and one Warrant. Each Warrant exercisable into one Common Share at a price of Cdn$0.20, expiring on earlier of 12/07/19 and 20th consecutive trading day after issuance of acceleration notice.
Haywood - Cdn$13,199 converted to US at 0.7786 = US$10,276.74 and 87,900 Warrants; Bally - Cdn$10,605 converted to US at 0.7786 = US$8,257.05 and 70,700 Warrants. 1 Warrant entitles holder to purchase 1 Common Share at Cdn$0.15, expiring on 12/7/19.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Haywood Securities Inc. | None | |
| Bally Capital Advisors SA | None |
Source: Form D, filed Dec 20, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Thomas Atkins | Director |
| Jon Baird | Director |
| Chris Chadder | Executive |
| Greg Collins | Executive |
| Jason Marks | Director |
| Scott Mc Lean | Director, Executive |
| Brian Montgomery | Director |
| William Pearson | Director |
| Steven Vaughan | Director |
Issuer details
Industry: Other (See others in industry)
Address:
410 Falconbridge Road, Unit 5
Sudbury, A6, P3A 4S4
Sudbury, A6, P3A 4S4