Form D · Oil and Gas
TRANSGLOBE ENERGY CORP
Calgary, A0 · CIK 0000736744
Offering snapshot reported Feb 9, 2011 · SEC filing
- Reported sold
- $48.3K Offering amount: $48.3K
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Feb 1, 2011 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 9, 2011 | Amendment | $48,344 | $0vs Feb 4, 2011 | 1 | SEC filing |
| Feb 4, 2011 | Initial | $48,344 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Equity, Other
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $2.42K
- Finders' fees
- $0
- Form D file number
- 021-154879
Total offering amount/amount sold under Rule 506 of Regulation D was USD$48,344/CAD$47,865 (1 investor) and under Rule 903 of Regulation S was USD$75,701,656/CAD$74,952,135 (170 Investors)
5,000,000 common shares offered at CAD$15.00 per share.
Total underwriting fee paid on the sale of common shares under Rule 506 of Regulation D was USD$2,417/CAD$2,393 and USD$3,785,083/CAD $3,747,607 on the sales of common shares under Rule 903 of Regulation S.
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Macquarie Capital Markets North America Ltd. | 38108 |
Source: Form D, filed Feb 9, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Geoffrey Charles Chase | Director |
| Ross Gordon Clarkson | Director, Executive |
| John Frederick Dyment | Director |
| David Charles Ferguson | Executive |
| Gary Stephen Guidry | Director |
| Robert Arthur Halpin | Director |
| Lloyd William Herrick | Director, Executive |
| Erwin Lewis Noyes | Director |
Issuer details
Industry: Oil and Gas (See others in industry)
Address:Calgary, A0, T2P 0R4