Form D · Venture Capital Fund

Transformation Capital Executive Fund III, L.P.

Boston, MA · CIK 0001918128

Offering snapshot reported Mar 31, 2022 · SEC filing

Reported sold: Yet to sell
Investors reported: 0
Minimum accepted: $0
First sale: Yet to occur

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 31, 2022	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-439746

Source: Form D, filed Mar 31, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

TRANSFORMATION CAPITAL EXECUTIVE FUND III, L.P.

Investment adviser: TRANSFORMATION CAPITAL PARTNERS, L.P.

Gross asset value: $13.4M
Beneficial owners: 54
ADV minimum commitment: $25K

Reported in Form ADV on Mar 20, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ULTIMUS LEVERPOINT MANAGEMENT, LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian FIRST CITIZENS BANK SAN FRANCISCO, California, United States Related to adviser: No

Custodian JPMORGAN CHASE BANK, NATIONAL ASSOCIATION NEW YORK, New York, United States Related to adviser: No

Custodian STIFEL BANK ST LOUIS, Missouri, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

FIRST CITIZENS BANK
LEI 549300ZX7CMZ93QCZQ91

JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
LEI 7H6GLXDRUGQFU57RNE97

Filing source

Form ADV 2077910 · Mar 20, 2026 · Schedule D 7.B.(1), fund 805-2879154857

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
Transformation Capital Executive Fund III, L.P. (this fund)	Mar 31, 2022	Yet to sell	0
Transformation Capital Executive Fund IV, L.P.	Sep 30, 2026	Yet to sell	0

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Todd Cozzens	Executive
Michael Dixon	Executive
Jared Kesselheim	Executive
N/A Transformation Capital Fund Iii Gp, Llc	Executive
N/A Transformation Capital Fund Iii Gp, L.P.	Executive
N/A Transformation Capital Partners, L.P.	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

699 Boylston Street, 2 Nd Floor
Boston, MA, 02116