Form D · Venture Capital Fund

TRANSFORMATION CAPITAL CO-INVESTMENT FUND III, L.P.

Boston, MA · CIK 0001937332

Offering snapshot reported Oct 6, 2025 · SEC filing

Reported sold: $15.7M
Investors reported: 17
Minimum accepted: $0
First sale: Jan 10, 2023

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Oct 6, 2025	Initial	$15,680,000	No comparison	17	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-559842

Source: Form D, filed Oct 6, 2025. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

TRANSFORMATION CAPITAL CO-INVESTMENT FUND III LP

Investment adviser: TRANSFORMATION CAPITAL PARTNERS, L.P.

Gross asset value: $21.5M
Beneficial owners: 17
ADV minimum commitment: $0

Reported in Form ADV on Mar 20, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ULTIMUS LEVERPOINT MANAGEMENT, LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor BDO BOSTON, Massachusetts, United States

Custodian FIRST CITIZENS BANK SAN FRANCISCO, California, United States Related to adviser: No

Custodian JPMORGAN CHASE BANK, NATIONAL ASSOCIATION NEW YORK, New York, United States Related to adviser: No

Custodian STIFEL BANK ST LOUIS, Missouri, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

BDO
PCAOB 243

FIRST CITIZENS BANK
LEI 549300ZX7CMZ93QCZQ91

JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
LEI 7H6GLXDRUGQFU57RNE97

STIFEL BANK
LEI JY55GUVP9NLVWS4QEU03

Filing source

Form ADV 2077910 · Mar 20, 2026 · Schedule D 7.B.(1), fund 805-2678556325

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Kevin Brown	Executive
Todd Cozzens	Executive
Michael Dixon	Executive
Jared Kesselheim	Executive
N/A Transformation Capital Fund Iii Gp, Llc	Executive
N/A Transformation Capital Fund Iii Gp, L.P.	Executive
N/A Transformation Capital Partners, L.P.	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

699 Boylston Street, 2 Nd Floor
Boston, MA, 02116