Form D · Other Technology

Transform-X, Inc.

Tucson, AZ · CIK 0001716968

Offering snapshot reported Nov 16, 2017 · SEC filing

Reported sold
$300K
Offering amount: $5M
Investors reported
1
Form D · investor count
Minimum accepted
$25K
Reported outside-investor minimum
First sale
Oct 30, 2017
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 16, 2017Initial$300,000No comparison1SEC filing
Nov 16, 2017Initial$200,000No comparison1SEC filing
Sep 14, 2017Initial$1,100,000No comparison3SEC filing

Offering details

Securities
Equity, Debt
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$250K (estimated)
Finders' fees
$0
Form D file number
021-298899
TerraNova Capital Equities, Inc will receive a cash fee in an amount equal to 5% of the gross sales price of any Notes sold in the offering, and warrants to purchase a number of shares of Common Stock equal to 5% of the number shares sold in this offering

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
TerraNova Capital Equities, Inc.45097

Source: Form D, filed Nov 16, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Daniel Hodges Executive
John Howell Director
Mehrdad Nayebi Director

Issuer details

Industry: Other Technology (See others in industry)

Address:
6969 East Sunrise Drive #100
Tucson, AZ, 85750