Form D · Other

Trajan Associates LLC

New York, NY · CIK 0001680927

Offering snapshot reported Mar 9, 2017 · SEC filing

Reported sold
$135K
Offering amount: $135K
Investors reported
2
Form D · investor count
Minimum accepted
$19.3K
Reported outside-investor minimum
First sale
Feb 28, 2017
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 9, 2017Initial$135,000No comparison2SEC filing
Jul 28, 2016Initial$350,000No comparison2SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06c
Duration over one year
No
Business combination
No
Sales commissions
$10K
Finders' fees
$0
Form D file number
021-282149
To be paid to WealthForge Securities, LLC CRD #152550

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
WealthForge Securities, LLC152550WealthForge Securities, LLC · CRD 152550

Source: Form D, filed Mar 9, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

TRAJAN ASSOCIATES LLC

Investment adviser: LAWSHARES, LLC

Gross asset value
$350K
Beneficial owners
2
ADV minimum commitment
$50K

Reported in Form ADV on Feb 22, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Custodian ATLANTIC CAPITAL BANK ATLANTA, Georgia, United States Related to adviser: No
Marketer WEALTHFORGE SECURITIES, LLC RICHMOND, Virginia, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
Yes

WEALTHFORGE SECURITIES, LLC
CRD 152550 · SEC 8-68464

Filing source

Form ADV 1492665 · Feb 22, 2021 · Schedule D 7.B.(1), fund 805-9065850054

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Jay Greenberg Executive
Max Volsky Executive

Issuer details

Industry: Other (See others in industry)

Address:
33 Whitehall Street 16 Th Floor
New York, NY, 10004