Form D · Other Investment Fund

Trailhead Fund Limited Partnership

Minneapolis, MN · CIK 0001545956

Offering snapshot reported Jun 13, 2013 · SEC filing

Reported sold
$100M
Offering amount: $100M
Investors reported
55
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Mar 13, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$50M$100MMar 28, 2012: $73,312,625.00Mar 28, 2012Mar 25, 2013: $88,937,625.00Mar 25, 2013Jun 13, 2013: $100,000,000.00Jun 13, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$73,312,625 → $100,000,000
  • Reported investors45 → 55

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 13, 2013Amendment$100,000,000$26,687,375vs Mar 28, 201255SEC filing
Mar 25, 2013Amendment$88,937,625$15,625,000vs Mar 28, 201252SEC filing
Mar 28, 2012Initial$73,312,625No comparison45SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$485K (estimated)
Finders' fees
$0
Form D file number
021-175780
Exit report-offering complete
As of 2013, Issuer is no longer using a placement agent.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Compass Securities Corporation16168

Source: Form D, filed Jun 13, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

TRAILHEAD FUND LIMITED PARTNERSHIP

Investment adviser: GOLDNER HAWN JOHNSON & MORRISON INCORPORATED

Gross asset value
$116M
Beneficial owners
55
ADV minimum commitment
$200K

Reported in Form ADV on Oct 2, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor MCGLADREY LLP CHICAGO, Illinois, United States
Custodian US BANK N.A. ST. PAUL, Minnesota, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Filing source

Form ADV 949839 · Oct 2, 2015 · Schedule D 7.B.(1), fund 805-6587699489

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Jason Theodore Brass Executive
Van Zandt Hawn Executive
Joseph Michael Heinen Executive
Timothy Daniel Johnson Executive
John Lewis Morrison Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
90 South 7th Street, Suite 3700
Minneapolis, MN, 55402