Form D · Other Banking and Financial Services
Tradier Inc.
Charlotte, NC · CIK 0001605339
Offering snapshot reported Apr 3, 2023 · SEC filing
- Reported sold
- $11.9M Offering amount: $15.5M
- Investors reported
- 9 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Mar 17, 2023 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 3, 2023 | Initial | $11,871,331 | No comparison | 9 | SEC filing |
| Feb 3, 2015 | Initial | $1,500,000 | No comparison | 5 | SEC filing |
| Apr 14, 2014 | Initial | $3,123,543 | No comparison | 11 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-477689
Source: Form D, filed Apr 3, 2023. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| David Jegen | Director |
| Robert Kopple | Director |
| Peter Laptewicz | Director, Executive |
| Jarrett Lilien | Director |
| Alec Petro | Director |
| Dan Raju | Director, Executive |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:
11016 Rushmore Drive Suite 350
Charlotte, NC, 28277
Charlotte, NC, 28277