Form D · Hedge Fund

Tradewinds Global Long/Short Fund LTD

George Town, Grand Cayman, E9 · CIK 0001407699

Offering snapshot reported Jun 24, 2011 · SEC filing

Reported sold
$13.3M
Indefinite offering
Investors reported
6
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Nov 1, 2007
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$6.63M$13.3MMay 22, 2009: $2,000,000.00May 22, 2009Jun 3, 2010: $3,000,000.00Jun 3, 2010Jun 24, 2011: $13,265,000.00Jun 24, 2011

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$3,000,000 → $13,265,000
  • Reported investors3 → 6

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 24, 2011Amendment$13,265,000$10,265,000vs Jun 3, 20106SEC filing
Jun 3, 2010Amendment$3,000,000$1,000,000vs May 22, 20093SEC filing
May 22, 2009Amendment$2,000,000No comparisonNot reportedSEC filing
May 22, 2009Amendment$2,000,000No comparisonNot reportedSEC filing
Jul 23, 2007PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0
Form D file number
021-106521
The Investment Manager may, from time to time, pay an agreed upon commission to an affiliated registered broker dealer from management fees paid to the Investment Manager by the Issuer.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Nuveen Securities, LLC469

Source: Form D, filed Jun 24, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Lisa Alexander Director
Laren B. Gillespie Director
David Iben Executive
Constance Lawton Director
Michelle Wilson Clark Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Walkers Spv Limited Walker House, 87 Mary Street
George Town, Grand Cayman, E9, KY1-9002