Form D · Hedge Fund
Tradewinds Global Long/Short Fund LP
Los Angeles, CA · CIK 0001407700
Offering snapshot reported Jun 24, 2011 · SEC filing
- Reported sold
- $140M Indefinite offering
- Investors reported
- 30 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jul 24, 2007 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$36,183,153 → $139,813,153
- Reported investors23 → 30
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 24, 2011 | Amendment | $139,813,153 | $103,630,000vs Jun 3, 2010 | 30 | SEC filing |
| Jun 3, 2010 | Amendment | $36,183,153 | $23,682,153vs May 22, 2009 | 23 | SEC filing |
| May 22, 2009 | Amendment | $12,501,000 | No comparison | Not reported | SEC filing |
| May 22, 2009 | Amendment | $12,501,000 | No comparison | Not reported | SEC filing |
| Jul 23, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0
- Form D file number
- 021-106520
The Investment Manager may, from time to time, pay an agreed upon commission to an affiliated registered broker dealer from the management fee paid to the Investment Manager by the Issuer.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Nuveen Securities, LLC | 469 |
Source: Form D, filed Jun 24, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
TRADEWINDS GLOBAL LONG/SHORT FUND, LP
Investment adviser: TRADEWINDS GLOBAL INVESTORS, LLC
- Gross asset value
- Not reported
- Beneficial owners
- Not reported
- ADV minimum commitment
- Not reported
Reported in Form ADV on Mar 30, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
No provider names available in this fund's imported disclosure.
Provider details
- Annual audit
- Not reported
- Prime brokers
- Not reported
- Custodians
- Not reported
- Administrator other than the adviser
- Not reported
- External marketing
- Not reported
Filing source
Form ADV 620388 · Mar 30, 2012 · Schedule D 7.B.(1), fund 805-6494636239
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| David Iben | Executive |
| Constance Lawton | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Los Angeles, CA, 90067