Form D · Other Banking and Financial Services
TradeKing Group, Inc.
Fort Lauderdale, FL · CIK 0001532455
Offering snapshot reported Jul 17, 2012 · SEC filing
- Reported sold
- $10M Offering amount: $10M
- Investors reported
- 4 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jul 9, 2012 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 17, 2012 | Initial | $9,999,999 | No comparison | 4 | SEC filing |
| Oct 12, 2011 | Initial | $7,000,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- Yes
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-181407
Source: Form D, filed Jul 17, 2012. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Michael Brown | Director |
| Philip A. Claxton | Executive |
| Thomas A. Desmond | Executive |
| Henry Duques | Director |
| Guy A. Gibson | Director |
| Richard J. Hagen, Jr. | Director, Executive |
| Peter Ianello | Director |
| Donato A. Montanaro, Jr. | Director, Executive |
| Brian O'malley | Director |
| Michael Raneri | Director |
| Willaim Willemstein | Director, Executive |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:
888 E. Las Olas Blvd., Suite 300
Fort Lauderdale, FL, 33301
Fort Lauderdale, FL, 33301