Form D · Private Equity Fund

Trace ER II Annex Fund LP

Houston, TX · CIK 0001991926

Offering snapshot reported May 14, 2024 · SEC filing

Reported sold: $66.1M
Investors reported: 13
Minimum accepted: $0
First sale: Sep 22, 2023

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors0 → 13

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
May 14, 2024	Amendment	$66,100,000	No comparison	13	SEC filing
Sep 5, 2023	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $94.9K
Finders' fees: $0
Form D file number: 021-491279

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
TRADEPRO SECURITIES, INC.	103781

Source: Form D, filed May 14, 2024. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

TRACE ER II ANNEX FUND LP

Investment adviser: TRACE CAPITAL MANAGEMENT LP

Gross asset value: $81.3M
Beneficial owners: 19
ADV minimum commitment: $0

Reported in Form ADV on Mar 26, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator PETRA FUNDS GROUP BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP BOSTON, Massachusetts, United States

Custodian CITIZENS BANK, NA PROVIDENCE, Rhode Island, United States Related to adviser: No

Custodian FIRST-CITIZENS BANK & TRUST COMPANY SANTA CLARA, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

CITIZENS BANK, NA
LEI DRMSV1Q0EKMEXLAU1P80

FIRST-CITIZENS BANK & TRUST COMPANY
LEI L9VVX1KT5TFTKS0MLF66

Filing source

Form ADV 2078452 · Mar 26, 2026 · Schedule D 7.B.(1), fund 805-7724361203

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Stephanie Divin	Executive
Jordan Marye	Executive
N/A Trace Er Ii Annex Gp Lp	Executive
N/A Trace Er Ii Annex Llc	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Trace Capital Management Lp 1400 Post Oak Blvd., Suite 1000
Houston, TX, 77056