Form D · Other Investment Fund

TPP II ANNEX FUND, LP

Carmel, CA · CIK 0001636186

Offering snapshot reported Sep 16, 2015 · SEC filing

Reported sold
$112M
Offering amount: $115M
Investors reported
51
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Mar 2, 2015
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$56.2M$112MMar 16, 2015: $56,601,000.00Mar 16, 2015Sep 16, 2015: $112,425,253.00Sep 16, 2015

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$56,601,000 → $112,425,253
  • Reported investors23 → 51

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 16, 2015Amendment$112,425,253$55,824,253vs Mar 16, 201551SEC filing
Mar 16, 2015Initial$56,601,000No comparison23SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-235988

Source: Form D, filed Sep 16, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

TPP II ANNEX FUND, LP

Investment adviser: TRIANGLE PEAK PARTNERS, LP

Gross asset value
$18.1M
Beneficial owners
52
ADV minimum commitment
$2.5M

Reported in Form ADV on Mar 23, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STRATA FUND SOLUTIONS LLC SALT LAKE CITY, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP SAN FRANCISCO, California, United States
Custodian AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC BROOKLYN, New York, United States Related to adviser: No
Custodian COMPUTERSHARE TRUST COMPANY, N.A. CANTON, Massachusetts, United States Related to adviser: No
Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No
Custodian PERSHING LLC NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KPMG LLP
PCAOB 185

AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC
LEI 254900TS5EWP83BEOU02

COMPUTERSHARE TRUST COMPANY, N.A.
LEI 2549001YYB62BVMSAO13

FIRST REPUBLIC BANK
LEI YWC0TIKBQM2JV8L4IV

PERSHING LLC
SEC 8-17574

Filing source

Form ADV 1398216 · Mar 23, 2020 · Schedule D 7.B.(1), fund 805-7757337776

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Dain F De Groff Executive
Michael C Morgan Executive
David L Pesikoff Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Carmel Plaza, Suite 305 Box 3788
Carmel, CA, 93921