Form D · Telecommunications
TOWERSTREAM CORP
Middletown, RI · CIK 0001349437
Offering snapshot reported Jul 22, 2016 · SEC filing
- Reported sold
- $1.25M Offering amount: $1.25M
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jul 7, 2016 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 22, 2016 | Initial | $1,250,000 | No comparison | 1 | SEC filing |
| Oct 29, 2014 | Initial | $35,000,000 | No comparison | 1 | SEC filing |
| Jan 29, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Security to be acquired
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-267543
892,857 units sold, each consisting of (i) one share of Series B Convertible Preferred Stock (each convertible into 1/2 of a share of common stock), and (ii) 1/4 of a warrant (each exercisable into common stock at an exercise price of $3.00 per share).
Source: Form D, filed Jul 22, 2016. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| William J. Bush | Director |
| Arthur Giftakis | Executive |
| Howard L. Haronian | Director |
| Joseph P Hernon | Executive |
| Paul Koehler | Director |
| Frederick Larcombe | Executive |
| Jeffrey M Thompson | Director, Executive |
| Philip P. Urso | Director, Executive |
Issuer details
Industry: Telecommunications (See others in industry)
Address:
88 Silva Lane
Middletown, RI, 02842
Middletown, RI, 02842