Form D · Hedge Fund

TOWERHILL LONG/SHORT EQUITY LLC

St. Louis, MO · CIK 0001133076

Offering snapshot reported Sep 25, 2014 · SEC filing

Reported sold: $160M
Investors reported: 162
Minimum accepted: $250K
First sale: Jan 1, 1997

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$156,380,786 → $159,866,593
Reported investors156 → 162

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Sep 25, 2014	Amendment	$159,866,593	$3,485,807vs Oct 31, 2013	162	SEC filing
Oct 31, 2013	Amendment	$156,380,786	No comparison	156	SEC filing
Nov 2, 2012	Amendment	$145,434,027	$10,063,937vs Nov 4, 2011	142	SEC filing
Nov 4, 2011	Amendment	$135,370,090	No comparison	107	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b
Duration over one year: Yes
Business combination: No

Sales commissions: $605K (estimated)
Finders' fees: $0
Form D file number: 021-84416

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Benjamin F. Edwards	146936

Source: Form D, filed Sep 25, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

TOWERHILL LONG SHORT EQUITY, LLC

Investment adviser: PAAMCO PRISMA, LLC

Gross asset value: $1.71M
Beneficial owners: 69
ADV minimum commitment: $1M

Reported in Form ADV on Aug 22, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ALPS FUND SERVICES, INC DENVER, Colorado, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor COHEN & COMPANY, LTD. CLEVELAND, Ohio, United States

Custodian U.S. BANK, NA ST. LOUIS, Missouri, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

COHEN & COMPANY, LTD.
PCAOB 925

Filing source

Form ADV 1336949 · Aug 22, 2019 · Schedule D 7.B.(1), fund 805-4239558102

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Harold R. Kroeger	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

9640 Clayton Road
St. Louis, MO, 63124