Form D · Private Equity Fund

TowerBrook Structured Opportunities Fund III (Onshore), L.P.

New York, NY · CIK 0001939488

Offering snapshot reported Aug 9, 2024 · SEC filing

Reported sold
$540M
Indefinite offering
Investors reported
48
Form D · investor count
Minimum accepted
$1
Reported outside-investor minimum
First sale
Feb 6, 2024
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors37 → 48

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 9, 2024Amendment$539,705,932No comparison48SEC filing
Aug 9, 2023AmendmentYet to sellNo comparison37SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$2.31M (estimated)
Finders' fees
$0
Form D file number
021-455390
Total Amount Sold and number of investors in Item 14 apply to the Issuer and certain related entities.
TowerBrook Financial, LP is compensated on a cost-plus basis by an affiliate of the investment man. of the Issuer. Sales comms. represent an estimate to be paid to UBS Securities LLC over time for sales of interests in the Issuer and/or related entities.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
TowerBrook Financial, L.P.000155535
UBS Securities LLC000007654

Source: Form D, filed Aug 9, 2024. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

TOWERBROOK STRUCTURED OPPORTUNITIES FUND III (ONSHORE), L.P.

Investment adviser: TOWERBROOK CAPITAL PARTNERS L.P.

Gross asset value
$127M
Beneficial owners
7
ADV minimum commitment
$10M

Reported in Form ADV on Jun 9, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ULTIMUS LEVERPOINT PRIVATE FUND SOLUTIONS CLIFTON PARK, New York, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States
Custodian CITIBANK, N.A. NEW YORK, New York, United States Related to adviser: No
Marketer TOWERBROOK FINANCIAL, L.P. NEW YORK, New York, United States Related to adviser: Yes
Marketer UBS SECURITIES LLC LONDON, United Kingdom Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

TOWERBROOK FINANCIAL, L.P.
CRD 155535 · SEC 8-68721

Filing source

Form ADV 2111600 · Jun 9, 2026 · Schedule D 7.B.(1), fund 805-7269921436

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Filippo John Cardini Promoter
Neal Moszkowski Director, Promoter
Ramez Farid Sousou Director, Promoter
Tower Brook Investors, Ltd. Promoter
Tower Brook Tso Iii Gp, L.P. Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Park Avenue Tower, 65 East 55 Th Street 19 Th Floor
New York, NY, 10022