Form D · Private Equity Fund

TowerBrook Structured Opportunities Fund III (892), L.P.

New York, NY · CIK 0001939486

Offering snapshot reported Aug 9, 2024 · SEC filing

Reported sold: $540M
Investors reported: 48
Minimum accepted: $1
First sale: Aug 10, 2022

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$209,401,884 → $539,705,932
Reported investors37 → 48

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Aug 9, 2024	Amendment	$539,705,932	$330,304,048vs Aug 9, 2023	48	SEC filing
Aug 9, 2023	Amendment	$209,401,884	No comparison	37	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $2.31M (estimated)
Finders' fees: $0
Form D file number: 021-455389

Total Amount Sold and number of investors in Item 14 apply to the Issuer and certain related entities.

TowerBrook Financial, LP is compensated on a cost-plus basis by an affiliate of the investment man. of the Issuer. Sales comms. represent an estimate to be paid to UBS Securities LLC over time for sales of interests in the Issuer and/or related entities.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
TowerBrook Financial, L.P.	000155535
UBS Securities LLC	000007654

Source: Form D, filed Aug 9, 2024. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

TOWERBROOK STRUCTURED OPPORTUNITIES FUND III (892), L.P.

Investment adviser: TOWERBROOK CAPITAL PARTNERS L.P.

Gross asset value: $730M
Beneficial owners: 13
ADV minimum commitment: $10M

Reported in Form ADV on Jun 9, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ULTIMUS LEVERPOINT PRIVATE FUND SOLUTIONS CLIFTON PARK, New York, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States

Custodian CITIBANK, N.A. NEW YORK, New York, United States Related to adviser: No

Marketer TOWERBROOK FINANCIAL, L.P. NEW YORK, New York, United States Related to adviser: Yes

Marketer UBS SECURITIES LLC LONDON, United Kingdom Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

TOWERBROOK FINANCIAL, L.P.
CRD 155535 · SEC 8-68721

Filing source

Form ADV 2111600 · Jun 9, 2026 · Schedule D 7.B.(1), fund 805-7435997830

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Filippo John Cardini	Promoter
Neal Moszkowski	Director, Promoter
Ramez Farid Sousou	Director, Promoter
Tower Brook Investors, Ltd.	Promoter
Tower Brook Tso Iii Gp (Alberta), L.P.	Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Park Avenue Tower, 65 East 55 Th Street 19 Th Floor
New York, NY, 10022