Form D · Private Equity Fund

TowerBrook Investors IV Executive Fund, L.P.

New York, NY · CIK 0001566655

Offering snapshot reported Feb 13, 2013 · SEC filing

Reported sold
$50M
Offering amount: $50M
Investors reported
81
Form D · investor count
Minimum accepted
$50K
Reported outside-investor minimum
First sale
Feb 5, 2013
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 13, 2013Initial$50,000,000No comparison81SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06, 3C, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-191805
TowerBrook Financial, L.P. is compensated on a cost-plus basis by an affiliate of the investment manager of the Issuer.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
TowerBrook Financial, L.P.155535

Source: Form D, filed Feb 13, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

TOWERBROOK INVESTORS IV EXECUTIVE FUND, L.P.

Investment adviser: TOWERBROOK CAPITAL PARTNERS L.P.

Gross asset value
$33.9M
Beneficial owners
83
ADV minimum commitment
$75K

Reported in Form ADV on Jun 9, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ULTIMUS LEVERPOINT PRIVATE FUND SOLUTIONS CLIFTON PARK, New York, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States
Custodian CITIBANK, N.A. NEW YORK, New York, United States Related to adviser: No
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No
Marketer TOWERBROOK FINANCIAL, L.P. NEW YORK, New York, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

TOWERBROOK FINANCIAL, L.P.
CRD 155535 · SEC 8-68721

Filing source

Form ADV 2111600 · Jun 9, 2026 · Schedule D 7.B.(1), fund 805-9863257021

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Filippo John Cardini Promoter
Neal Moszkowski Director, Promoter
Ramez Farid Sousou Director, Promoter
Tower Brook Investors Gp Iv, L.P. Promoter
Tower Brook Investors, Ltd. Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Park Avenue Tower, 65 East 55 Th Street
New York, NY, 10022