Form D · Private Equity Fund

TOWERBROOK INVESTORS III (PARALLEL) LP

New York, NY · CIK 0001450898

Offering snapshot reported Jun 12, 2009 · SEC filing

Reported sold: $1.45M
Investors reported: 17
Minimum accepted: $1
First sale: May 29, 2009

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jun 12, 2009	Initial	$1,446,429	No comparison	17	SEC filing
Nov 17, 2008	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Not reported
Exemptions: 06, 3C, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-124626

Source: Form D, filed Jun 12, 2009. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

TOWERBROOK INVESTORS III (PARALLEL), L.P.

Investment adviser: TOWERBROOK CAPITAL PARTNERS L.P.

Gross asset value: $220M
Beneficial owners: 87
ADV minimum commitment: $10M

Reported in Form ADV on Mar 31, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ULTIMUS LEVERPOINT PRIVATE FUND SOLUTIONS CLIFTON PARK, New York, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States

Custodian CITIBANK, N.A. NEW YORK, New York, United States Related to adviser: No

Custodian HSBC NEW YORK, New York, United States Related to adviser: No

Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No

Marketer UBS SECURITIES LLC STAMFORD, Connecticut, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

UBS SECURITIES LLC
CRD 7654 · SEC 801-67178

Filing source

Form ADV 1493190 · Mar 31, 2021 · Schedule D 7.B.(1), fund 805-7504688839

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Filippo Cardini	Promoter
Neal Moszkowski	Director, Promoter
Ramez Sousou	Director, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

430 Park Avenue, 6th Floor
New York, NY, 10022