Form D · Private Equity Fund

TowerBrook Impact Opportunities Executive Fund, L.P.

New York, NY · CIK 0001893320

Offering snapshot reported Sep 20, 2023 · SEC filing

Reported sold: $182M
Investors reported: 18
Minimum accepted: $1
First sale: Sep 30, 2022

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors0 → 18

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Sep 20, 2023	Amendment	$181,767,000	No comparison	18	SEC filing
Sep 20, 2022	Initial	Yet to sell	No comparison	0	SEC filing
Nov 30, 2021	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $13M (estimated)
Finders' fees: $0
Form D file number: 021-459347

Total Amount Sold and investors in Item 14 applies to this offering (and prior offering) of Issuer and certain related entities. Total Amount Sold and investors of Issuer and certain related entities in this offering are $26,739,000 and 16, respectively.

TowerBrook Financial, LP is compensated on a cost-plus basis by an affiliate of manager of Issuer. Sales comms. represent total paid and expected to be paid to UBS Securities LLC and Big Path Capital for sales of interests in Issuer or related entities.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
TowerBrook Financial, L.P.	155535
UBS Securities LLC	7654
Big Path Capital	None

Source: Form D, filed Sep 20, 2023. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

TOWERBROOK DELTA EXECUTIVE FUND, L.P.

Investment adviser: TOWERBROOK CAPITAL PARTNERS L.P.

Gross asset value: $24.6M
Beneficial owners: 23
ADV minimum commitment: $75K

Reported in Form ADV on Jun 9, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ULTIMUS LEVERPOINT PRIVATE FUND SOLUTIONS CLIFTON PARK, New York, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States

Custodian CITIBANK, N.A. NEW YORK, New York, United States Related to adviser: No

Marketer TOWERBROOK FINANCIAL, L.P. NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

TOWERBROOK FINANCIAL, L.P.
CRD 155535 · SEC 8-68721

Filing source

Form ADV 2111600 · Jun 9, 2026 · Schedule D 7.B.(1), fund 805-1764564999

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Filippo John Cardini	Promoter
Neal Moszkowski	Director, Promoter
Ramez Farid Sousou	Director, Promoter
Tower Brook Delta Gp, L.P.	Promoter
Tower Brook Impact Opportunities Gp, L.P.	Promoter
Tower Brook Investors, Ltd.	Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Park Avenue Tower, 65 East 55 Th Street 19 Th Floor
New York, NY, 10022