Form D · Other Investment Fund

Tower Select Opportunity Fund, LLC

Wilmington, DE · CIK 0001586363

Offering snapshot reported Sep 10, 2014 · SEC filing

Reported sold
$2M
Indefinite offering
Investors reported
7
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Oct 21, 2013
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors0 → 7

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 10, 2014Amendment$2,000,000No comparison7SEC filing
Sep 10, 2013InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-202614
Limited Liability Company Interests

Source: Form D, filed Sep 10, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

TOWER SELECT OPPORTUNITY FUND, LLC

Investment adviser: TEN FIVE CAPITAL MANAGEMENT, LTD.

Gross asset value
$2.1M
Beneficial owners
5
ADV minimum commitment
$100K

Reported in Form ADV on Mar 31, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator GENEVA MANAGEMENT GROUP (SWITZERLAND) S.A. GENEVA, Switzerland Investor statements: Yes (provided to all investors) Related to adviser: Yes
Custodian DMS BANK & TRUST GRAND CAYMAN, Cayman Islands Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 1098250 · Mar 31, 2017 · Schedule D 7.B.(1), fund 805-1264047545

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Richard A. Bottger Director, Executive
James D. Faircliff Director, Executive
Philippa C. Owen Executive
N/A Tower Capital Management (Pty) Ltd. Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Corporation Service Company 2711 Centerville Road, Suite 400
Wilmington, DE, 19808