Form D · Hedge Fund

TOWER EAST MAVERICK FUND LLC

Shaker Heights, OH · CIK 0001243631

Offering snapshot reported Feb 10, 2023 · SEC filing

Reported sold
$74.2M
Indefinite offering
Investors reported
121
Form D · investor count
Minimum accepted
$2.38K
Reported outside-investor minimum
First sale
Jun 2, 1997
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$37.1M$74.2MSep 9, 2020: $71,661,867.00Sep 9, 2020Feb 10, 2023: $74,201,876.00Feb 10, 2023

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$71,661,867 → $74,201,876
  • Reported investors119 → 121

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 10, 2023Amendment$74,201,876$2,540,009vs Sep 9, 2020121SEC filing
Sep 9, 2020Initial$71,661,867No comparison119SEC filing
Aug 15, 2019Amendment$76,457,019$8,675,143vs May 6, 2019121SEC filing
May 6, 2019Amendment$67,781,876$100,000vs Mar 13, 2019118SEC filing
Mar 13, 2019Amendment$67,681,876$250,000vs Dec 7, 2018117SEC filing
Dec 7, 2018Amendment$67,431,876$125,000vs Jul 31, 2018117SEC filing
Jul 31, 2018Amendment$67,306,876$400,000vs Jan 31, 2018117SEC filing
Jan 31, 2018Amendment$66,906,876$100,000vs Jul 28, 2017115SEC filing
Jul 28, 2017Amendment$66,806,876$200,000vs May 3, 2017115SEC filing
May 3, 2017Amendment$66,606,876$2,312,500vs Jan 26, 2017113SEC filing
Jan 26, 2017Amendment$64,294,376$1,575,000vs Oct 21, 2015111SEC filing
Jan 15, 2016Initial$30,680,508No comparison34SEC filing
Oct 21, 2015Amendment$62,719,376$300,000vs Aug 5, 2015108SEC filing
Aug 5, 2015Amendment$62,419,376$200,000vs Apr 20, 2015108SEC filing
Apr 20, 2015Amendment$62,219,376$110,000vs Feb 20, 2015107SEC filing
Feb 20, 2015Amendment$62,109,376$250,000vs Oct 27, 2014105SEC filing
Oct 27, 2014Amendment$61,859,376$785,000vs Jul 31, 2014103SEC filing
Jul 31, 2014Amendment$61,074,376$360,000vs Apr 21, 2014103SEC filing
Apr 21, 2014Amendment$60,714,376$1,032,000vs Jan 17, 2014101SEC filing
Jan 17, 2014Amendment$59,682,376$375,000vs Oct 16, 201397SEC filing
Oct 16, 2013Amendment$59,307,376$975,000vs Jul 19, 201397SEC filing
Jul 19, 2013Amendment$58,332,376$500,000vs Jan 17, 201397SEC filing
Jan 17, 2013Amendment$57,832,376$675,000vs Oct 15, 201295SEC filing
Oct 15, 2012Amendment$57,157,376$575,000vs Apr 17, 201294SEC filing
Apr 17, 2012Amendment$56,582,376$1,040,000vs Jan 17, 201292SEC filing
Jan 17, 2012Amendment$55,542,376$1,210,376vs Jul 14, 201192SEC filing
Oct 17, 2011Amendment$55,290,000$1,058,000vs May 3, 201192SEC filing
Jul 14, 2011Amendment$54,332,000$100,000vs May 3, 201190SEC filing
May 3, 2011Amendment$54,232,000$75,000vs Apr 15, 201189SEC filing
Apr 15, 2011Amendment$54,157,000$1,457,500vs Jan 18, 201189SEC filing
Jan 18, 2011Amendment$52,699,500$660,000vs Nov 8, 201084SEC filing
Nov 8, 2010Amendment$52,039,500$125,000vs Jul 14, 201083SEC filing
Jul 14, 2010Amendment$51,914,500$50,000vs Apr 14, 201083SEC filing
Apr 14, 2010Amendment$51,864,500$287,500vs Jan 15, 201082SEC filing
Jan 15, 2010Amendment$51,577,000$565,000vs Oct 16, 200980SEC filing
Oct 16, 2009Amendment$51,012,000$125,000vs Jul 15, 200978SEC filing
Jul 15, 2009Amendment$50,887,000$1,000,000vs Apr 15, 200978SEC filing
Apr 15, 2009Amendment$49,887,000No comparisonNot reportedSEC filing
Jan 15, 2009Amendment$49,687,000No comparisonNot reportedSEC filing
Jul 6, 2006PaperNot reportedNo comparisonNot reportedSEC filing
Apr 28, 2006PaperNot reportedNo comparisonNot reported
Oct 20, 2005PaperNot reportedNo comparisonNot reportedSEC filing
Sep 19, 2005PaperNot reportedNo comparisonNot reportedSEC filing
May 5, 2005PaperNot reportedNo comparisonNot reportedSEC filing
Feb 11, 2005PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
Not reported

Source: Form D, filed Feb 10, 2023. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

TOWER EAST MAVERICK FUND, LLC

Investment adviser: CORIENT IA LP

Gross asset value
$77M
Beneficial owners
44
ADV minimum commitment
$20K

Reported in Form ADV on Jul 7, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor HOBE AND LUCAS, CPA INDEPENDENCE, Ohio, United States
Custodian PREMIER BANK YOUNGSTOWN, Ohio, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

HOBE AND LUCAS, CPA
PCAOB 126

Filing source

Form ADV 2118156 · Jul 7, 2026 · Schedule D 7.B.(1), fund 805-8247491271

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Christine L. Jeminson Director, Executive
Christine L. Jemison Director, Executive
Susanne M. Powers Director, Executive
Terence C. Sullivan Director, Executive
Scott J. Swain Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
3401 Tuttle Road Suite 290
Shaker Heights, OH, 44122