Form D · Other Investment Fund
Total Return Fund LLC
Oakland, CA · CIK 0001487434
Offering snapshot reported Jan 19, 2018 · SEC filing
- Reported sold
- $22.4M Indefinite offering
- Investors reported
- 11 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- May 1, 2010 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$22,381,382 → $22,406,382
- Reported investors10 → 11
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 19, 2018 | Amendment | $22,406,382 | $25,000vs Jan 20, 2017 | 11 | SEC filing |
| Jan 20, 2017 | Amendment | $22,381,382 | $0vs Jan 20, 2016 | 10 | SEC filing |
| Jan 20, 2016 | Amendment | $22,381,382 | $2,721,521vs Feb 13, 2013 | 10 | SEC filing |
| Jan 29, 2015 | Amendment | $22,031,382 | $0vs Jan 30, 2014 | 8 | SEC filing |
| Jan 30, 2014 | Amendment | $22,031,382 | $2,371,521vs Feb 13, 2013 | 8 | SEC filing |
| Feb 13, 2013 | Amendment | $19,659,861 | $1,700,000vs Mar 12, 2012 | 6 | SEC filing |
| Mar 12, 2012 | Amendment | $17,959,861 | $9,075,000vs Mar 15, 2011 | 3 | SEC filing |
| Mar 15, 2011 | Amendment | $8,884,861 | No comparison | 3 | SEC filing |
| May 5, 2010 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-141581
Source: Form D, filed Jan 19, 2018. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
TOTAL RETURN FUND LLC
Investment adviser: ADELANTE CAPITAL MANAGEMENT LLC
- Gross asset value
- $19.6M
- Beneficial owners
- 11
- ADV minimum commitment
- $1M
Reported in Form ADV on Mar 7, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
WEAVER
PCAOB 410
Filing source
Form ADV 1177867 · Mar 7, 2018 · Schedule D 7.B.(1), fund 805-8100696655
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| N/A Adelante Capital Management Llc | Executive |
| Michael Anthony Torres | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Oakland, CA, 94607