Form D · Hedge Fund

Tosca (Plan Assets)

Grand Cayman, E9 · CIK 0001616445

Offering snapshot reported Sep 6, 2018 · SEC filing

Reported sold
$63.1M
Indefinite offering
Investors reported
8
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Aug 1, 2014
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$74.3M$149MSep 10, 2014: $2,758,600.00Sep 10, 2014Sep 10, 2015: $2,758,600.00Sep 10, 2015Sep 9, 2016: $148,649,049.00Sep 9, 2016Sep 6, 2017: $148,649,049.00Sep 6, 2017Sep 6, 2018: $63,072,875.00Sep 6, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$148,649,049 → $63,072,875
  • Reported investors1 → 8

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 6, 2018Amendment$63,072,875-$85,576,174vs Sep 6, 20178SEC filing
Sep 6, 2017Amendment$148,649,049$0vs Sep 9, 20161SEC filing
Sep 9, 2016Amendment$148,649,049$145,890,449vs Sep 10, 20151SEC filing
Sep 10, 2015Amendment$2,758,600$0vs Sep 10, 20141SEC filing
Sep 10, 2014Initial$2,758,600No comparison1SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-224427

Source: Form D, filed Sep 6, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

TOSCA (PLAN ASSETS)

Investment adviser: TOSCAFUND ASSET MANAGEMENT LLP

Gross asset value
$28.6M
Beneficial owners
7
ADV minimum commitment
$1M

Reported in Form ADV on Sep 11, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LTD GRAND CAYMAN, Cayman Islands
Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Prime broker J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG LTD
PCAOB 1655

J.P. MORGAN CLEARING CORP.
SEC 8-43724

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

Filing source

Form ADV 1341635 · Sep 11, 2019 · Schedule D 7.B.(1), fund 805-3452740683

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Gil Caffray Director
Johnny De La Hey Director
Dr. Jochen Grossmann Director
Toscafund Asset Management Llp Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Ugland House, Box 309
Grand Cayman, E9, KY1-1104