Form D · Hedge Fund

Tosca Mid Cap

Grand Cayman, E9 · CIK 0001616443

Offering snapshot reported Sep 1, 2023 · SEC filing

Reported sold
$25.7M
Indefinite offering
Investors reported
6
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Jun 1, 2008
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$16.5M$33MSep 3, 2021: $33,011,908.00Sep 3, 2021Sep 2, 2022: $25,649,297.00Sep 2, 2022Sep 1, 2023: $25,697,297.00Sep 1, 2023

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$25,649,297 → $25,697,297

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 1, 2023Amendment$25,697,297$48,000vs Sep 2, 20226SEC filing
Sep 2, 2022Amendment$25,649,297-$7,362,611vs Sep 3, 20216SEC filing
Sep 3, 2021Amendment$33,011,908No comparisonNot reportedSEC filing
Sep 4, 2020Amendment$33,011,908$0vs Sep 6, 201911SEC filing
Sep 6, 2019Amendment$33,011,908$11,814,612vs Sep 6, 201811SEC filing
Sep 6, 2018Amendment$21,197,296-$230,674,494vs Sep 6, 20177SEC filing
Sep 6, 2017Amendment$251,871,790$230,674,494vs Sep 9, 201631SEC filing
Sep 9, 2016Amendment$21,197,296$8,027,999vs Sep 10, 20154SEC filing
Sep 10, 2015Amendment$13,169,297$660,400vs Sep 10, 20144SEC filing
Sep 10, 2014Initial$12,508,897No comparison4SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-224434

Source: Form D, filed Sep 1, 2023. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

TOSCA MID CAP

Investment adviser: TOSCAFUND ASSET MANAGEMENT LLP

Gross asset value
$77.7M
Beneficial owners
26
ADV minimum commitment
$500K

Reported in Form ADV on Jun 28, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor EISNER AMPER (CAYMAN) LTD. GEORGE TOWN, Cayman Islands
Custodian BARCLAYS BANK PLC LONDON, United Kingdom Related to adviser: No
Custodian UBS AG LONDON, United Kingdom Related to adviser: No
Prime broker BARCLAYS BANK PLC LONDON, United Kingdom
Prime broker UBS AG LONDON, United Kingdom
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

EISNER AMPER (CAYMAN) LTD.
PCAOB 274

BARCLAYS BANK PLC
LEI 2549003Q5J2G7ALNU316

Filing source

Form ADV 1882348 · Jun 28, 2024 · Schedule D 7.B.(1), fund 805-9385000956

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Gil Caffray Director
Dr. Jochen Grossmann Director
Martin Hughes Director
Toscafund Asset Management Llp Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Ugland House, Box 309
Grand Cayman, E9, KY1-1104