Form D · Private Equity Fund

Tortoise TALF Opportunities Fund, LP

Leawood, KS · CIK 0001814962

Offering snapshot reported Jun 26, 2020 · SEC filing

Reported sold: $97.6M
Investors reported: 22
Minimum accepted: $0
First sale: Jun 12, 2020

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors0 → 22

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jun 26, 2020	Amendment	$97,600,000	No comparison	22	SEC filing
Jun 12, 2020	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-368890

Tortoise Securities, LLC will receive a fee from the Investment Manager pursuant to an Agreement effective May 14, 2020.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Tortoise Securities, LLC	285411	Tortoise Securities, LLC · CRD 285411

Source: Form D, filed Jun 26, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

TORTOISE TALF OPPORTUNITIES FUND, LP

Investment adviser: TORTOISE CAPITAL ADVISORS, L.L.C.

Gross asset value: $0
Beneficial owners: 0
ADV minimum commitment: $250K

Reported in Form ADV on Jan 26, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator U.S. BANCORP FUND SERVICES MILWAUKEE, Wisconsin, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor ERNST & YOUNG, LLP KANSAS CITY, Missouri, United States

Custodian U.S. BANK NATIONAL ASSOCIATION MILWAUKEE, Wisconsin, United States Related to adviser: No

Marketer TORTOISEECOFIN SECURITIES, LLC LEAWOOD, Kansas, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ERNST & YOUNG, LLP
PCAOB 42

U.S. BANK NATIONAL ASSOCIATION
LEI 6BYL5QZYBDK8S7L73M02

TORTOISEECOFIN SECURITIES, LLC
CRD 285411 · SEC 8-69849

Filing source

Form ADV 1705614 · Jan 26, 2023 · Schedule D 7.B.(1), fund 805-3818950305

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Jeremy Goff	Executive
Michelle Johnston	Executive
Vesta Marks	Executive
N/A Tortoise Capital Advisors, L.L.C.	Promoter
N/A Tortoise Tof Gp, Llc	Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

5100 West 115 Th Place
Leawood, KS, 66211