Form D · Investing

Topspin SFC Holdings LLC

Roslyn Heights, NY · CIK 0001552863

Offering snapshot reported Aug 29, 2013 · SEC filing

Reported sold
$5M
Offering amount: $8.74M
Investors reported
58
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Aug 14, 2013
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 29, 2013Initial$5,000,000No comparison58SEC filing
Jun 26, 2012Initial$2,712,500No comparison68SEC filing

Offering details

Securities
Equity
Exemptions
06
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-202083

Source: Form D, filed Aug 29, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

TOPSPIN SFC HOLDINGS, LLC

Investment adviser: TOPSPIN MANAGEMENT COMPANY LLC

Gross asset value
$248
Beneficial owners
64
ADV minimum commitment
$0

Reported in Form ADV on Feb 7, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor LILLING & COMPANY LLP PORT WASHINGTON, New York, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No

LILLING & COMPANY LLP
PCAOB 3480

Filing source

Form ADV 1711183 · Feb 7, 2023 · Schedule D 7.B.(1), fund 805-1766703130

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Leo A. Guthart Executive

Issuer details

Industry: Investing (See others in industry)

Address:
3 Expressway Plaza
Roslyn Heights, NY, 11577